Hilltop Advisors’ Financial Services Compliance Advisory team can help identify compliance issues that go beyond regulatory compliance:
- performing risk policy compliance testing (credit, counterparty, market, valuation, covenant and operating risks),
- assessing contract compliance (service, M&A, compensation, performance levels, etc.),
- reviewing compliance with CECL and other accounting requirements,
- testing compliance with Reps & Warranties requirements related to an asset sale,
- testing loan servicers’ compliance with either Investors or Trustees,
- assessing fraud prevention, detection and remediation controls,
- reviewing providers’ quality, compliance and service level agreement compliance, and
- reviewing specific compliance requirements related to the business.
Of course, we perform regulatory compliance testing and pre-exam readiness reviews.
Hilltop can assist with any of the above compliance issues or whatever your compliance challenge is. Please visit our website at www.thehilltopcompanies.com. Please contact
Geoffrey Oliver, CEO at gaoliver@thehilltopcompanies.com or 703-356-3350×201.
