Transforming organizations through skillful alignment of people, process and technology.
The Hilltop Companies


Regulatory Compliance

Our Regulatory Compliance practice area focuses on the compliance requirements for the general banking, lending, loan servicing, and securitization business areas.  .  We work with clients to address compliance issues related to the regulatory, insurance/guarantor and investor requirements set forth by parties such as the Federal Reserve, OCC, FDIC, US Treasury, Fannie Mae, Freddie Mac, FHA/VA, etc.

The Hilltop Companies’ compliance audit teams have significant experience identifying the applicable requirements.  We understand the increased compliance requirements and the pressure on our clients’ compliance teams.  We know how to assess the policies, processes, reporting and technology used to track adherence.   We work with our clients to; promote compliance standards, train and educate their staff, provide solutions to non-compliance exceptions, provide audit assistance, and improve the overall regulatory compliance capabilities.  We can assist with planning and executing any remediation efforts needed to allow our client to become compliant.

For related information about compliance activities, please go to: